Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
    • [FCA CF] Client dealing (since 5 Oct 2023)
  • Thomas Miller Investment Ltd. (no longer approved here)

    FRN 189829

    • [FCA CF] Client dealing (31 Mar 2021 to 30 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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