George Williams

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Virtus Insurance Solutions Limited
FRN 841203
- SMF3 Executive Director (since 21 Mar 2024)
Lumin Wealth Limited
FRN 775068
- SMF3 Executive Director (since 11 Feb 2021)
- CF1 Director (AR) (10 Sep 2021 to 13 Dec 2022)
- SMF3 (AR) Executive Director function (10 Sep 2021 to 13 Dec 2022)
Chamberlain Stean & West Ltd (no longer approved here)
FRN 466922
- Employed By (10 Sep 2021 to 13 Dec 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.