Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (22 Jan 2021 to 6 Jun 2022)
    • [FCA CF] Client dealing (22 Jan 2021 to 6 Jun 2022)
  • ERG FINANCIAL PLANNING LTD (no longer approved here)

    FRN 533548

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (4 Sep 2013 to 30 Jun 2021)
  • Thorburn Wealth Management Limited (no longer approved here)

    FRN 607993

    • Employed By (16 Jan 2014 to 30 Jun 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (8 Mar 2010 to 31 Aug 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 7 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Jan 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.