Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (22 Jan 2021 to 6 Jun 2022)
- [FCA CF] Client dealing (22 Jan 2021 to 6 Jun 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
- CF30 Customer (4 Sep 2013 to 30 Jun 2021)
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- Employed By (16 Jan 2014 to 30 Jun 2021)
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- CF30 Customer (8 Mar 2010 to 31 Aug 2013)
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- CF30 Customer (1 Nov 2007 to 7 Mar 2010)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
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- CF21 Investment Adviser (1 Jan 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.