Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • [FCA CF] Material risk taker (26 Feb 2021 to 10 Sep 2021)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 10 Sep 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 10 Sep 2021)
    • [FCA CF] Client dealing (10 Dec 2018 to 10 Sep 2021)
  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Sep 2021)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Sep 2021)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (169)[FCA CF] Material risk taker (9 Dec 2019 to 10 Sep 2021)
    • (170)[FCA CF] Manager of certification employee (9 Dec 2019 to 10 Sep 2021)
    • (171)[FCA CF] Significant management (9 Dec 2019 to 10 Sep 2021)
    • (168)[FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
  • OneFamily Advice Limited (no longer approved here)

    FRN 783577

    • [FCA CF] Significant management (9 Dec 2019 to 10 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (168)[FCA CF] Client dealing at Engage Mutual Funds Limited

  2. controlled function added: (169)[FCA CF] Material risk taker at Engage Mutual Funds Limited

  3. controlled function added: (170)[FCA CF] Manager of certification employee at Engage Mutual Funds Limited

  4. controlled function added: (171)[FCA CF] Significant management at Engage Mutual Funds Limited