Gaurav Seth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale

    FRN 124866

    • [FCA CF] Manager of certification employee (since 22 Sep 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (17 Aug 2018 to 25 Oct 2021)
    • CF30 Customer (15 Apr 2013 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (28 Mar 2007 to 31 Jul 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (16 Jul 2012 to 31 Mar 2013)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF21 Investment Adviser (27 Dec 2001 to 5 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.