Gary Sinclair-House

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TTG Capital Limited
FRN 780342
- SMF16 Compliance Oversight (since 18 Dec 2024)
CFT Financials Ltd
FRN 446481
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (27 Feb 2012 to 8 Dec 2019)
Sigma Broking Limited (no longer approved here)
FRN 485362
- SMF16 Compliance Oversight (23 Jun 2020 to 19 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Jun 2020 to 19 Apr 2024)
Black Pearl Securities Limited (no longer approved here)
FRN 688456
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2020)
- CF11 Money Laundering Reporting (13 Dec 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (13 Dec 2017 to 8 Dec 2019)
- CF30 Customer (27 Nov 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.