Black Pearl Securities Limited

Date authorised
22 October 2015
Companies House
08823678
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    28 King Street
    London
    EC2V 8EH
    UNITED KINGDOM
    Phone
    +4402037457101
    Web
    https://www.bpprime.com

  • Complaints Contact

    28 King Street
    London
    EC2V 8EH
    UNITED KINGDOM
    Phone
    +4402037457101

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francesco Porcu

    IRN FXP01107

    • SMF1 Chief Executive (9 Dec 2019 to 31 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
    • CF3 Chief Executive (22 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Oct 2015 to 15 Dec 2017)
    • CF10 Compliance Oversight (22 Oct 2015 to 15 Dec 2017)
    • CF1 Director (22 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
  • Gary Sinclair-House

    IRN GXS01939

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2020)
    • CF11 Money Laundering Reporting (13 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (27 Nov 2017 to 8 Dec 2019)
  • Keith McCulloch

    IRN KLM01085

    • SMF16 Compliance Oversight (since 5 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Jul 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • CF30 Customer (21 Jun 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (22 Oct 2015 to 8 Dec 2019)
    • CF1 Director (22 Oct 2015 to 8 Dec 2019)
  • Malcolm Allen Bray

    IRN MAB01197

    • SMF3 Executive Director (28 Nov 2022 to 5 Feb 2026)
  • Ricardo Onofrio Dytz

    IRN ROD01012

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Oct 2020 to 2 Dec 2021)
    • SMF16 Compliance Oversight (12 Oct 2020 to 2 Dec 2021)
  • Zuzana Hashemi

    IRN ZXH00045

    • SMF3 Executive Director (14 Dec 2022 to 1 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.