Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Black Pearl Securities Limited (no longer approved here)

    FRN 688456

    • SMF1 Chief Executive (9 Dec 2019 to 31 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2022)
    • CF11 Money Laundering Reporting (22 Oct 2015 to 15 Dec 2017)
    • CF1 Director (22 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Oct 2015 to 15 Dec 2017)
    • CF3 Chief Executive (22 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF30 Customer (15 Oct 2012 to 1 Oct 2013)
  • Market Securities LLP (no longer approved here)

    FRN 519097

    • (204)Employed By (15 Oct 2012 to 1 Oct 2013)
  • Hantec Markets Limited (no longer approved here)

    FRN 502635

    • CF30 Customer (4 Oct 2010 to 3 Sep 2012)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (1 Jun 2009 to 14 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.