Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF1 Chief Executive (9 Dec 2019 to 31 Aug 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
- SMF3 Executive Director (9 Dec 2019 to 31 Aug 2022)
- CF11 Money Laundering Reporting (22 Oct 2015 to 15 Dec 2017)
- CF1 Director (22 Oct 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Oct 2015 to 15 Dec 2017)
- CF3 Chief Executive (22 Oct 2015 to 8 Dec 2019)
- CF30 Customer (22 Oct 2015 to 8 Dec 2019)
-
- CF30 Customer (15 Oct 2012 to 1 Oct 2013)
-
- (204)Employed By (15 Oct 2012 to 1 Oct 2013)
-
- CF30 Customer (4 Oct 2010 to 3 Sep 2012)
-
- CF30 Customer (1 Jun 2009 to 14 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.