CFT Financials Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

Senior staff personally approved by the FCA to hold their roles here.

Daniel Brian Cousins
IRN DBC01045
- CF11 Money Laundering Reporting (24 Jun 2009 to 4 Jan 2010)
- CF1 Director (24 Jun 2009 to 20 Mar 2010)
- CF10 Compliance Oversight (24 Jun 2009 to 4 Jan 2010)
Daniel John Staunton
IRN DJS01318
- CF1 Director (1 Jun 2006 to 20 Mar 2010)
Danny Boy Burrows
IRN DBB01025
- CF1 Director (1 Jun 2006 to 1 Jun 2006)
David Overton
IRN DXO01053
- CF1 Director (1 Jun 2006 to 20 Mar 2010)
Gary Sinclair-House
IRN GXS01939
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (27 Feb 2012 to 8 Dec 2019)
Nicholas Cella
IRN NXC01283
- CF1 Director (1 Jun 2006 to 20 Mar 2010)
Richard Paul Sharpe
IRN RPS01056
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF1 Director (1 Jun 2006 to 8 Dec 2019)
- CF3 Chief Executive (1 Jun 2006 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Jun 2006 to 31 Oct 2007)
Spencer William Woodham
IRN SWW01021
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (26 Jan 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Jan 2010 to 27 Feb 2012)
- CF1 Director (1 Jun 2006 to 8 Dec 2019)
Thomas Francis Dowling
IRN TXD00033
- CF11 Money Laundering Reporting (1 Jun 2006 to 1 Jun 2009)
- CF1 Director (1 Jun 2006 to 3 Mar 2010)
- CF10 Compliance Oversight (1 Jun 2006 to 1 Jun 2009)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.