Gareth Malna

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ZEYRO LIMITED
FRN 1001386
- SMF16 Compliance Oversight (since 5 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2024)
- SMF3 Executive Director (since 5 Feb 2024)
Helford Capital Partners LLP (no longer approved here)
FRN 584485
- [FCA CF] Client dealing (31 Aug 2023 to 13 Feb 2024)
GRAPHENE PLATFORMS LIMITED (no longer approved here)
FRN 756360
- SMF3 Executive Director (16 Oct 2020 to 11 Nov 2021)
- SMF16 Compliance Oversight (16 Oct 2020 to 11 Nov 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Oct 2020 to 11 Nov 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.