Date authorised
5 February 2024
Companies House
14490357
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Gay Street
    Bath
    Bath And North East Somerset
    BA1 2PH
    UNITED KINGDOM
    Phone
    +441916225535
  • Complaints Contact

    7 Gay Street
    Bath
    Bath And North East Somerset
    BA1 2PH
    UNITED KINGDOM
    Phone
    +441916225535

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gareth Malna

    IRN GXM87457

    • SMF16 Compliance Oversight (since 5 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2024)
    • SMF3 Executive Director (since 5 Feb 2024)
  • Giles Swan

    IRN GXS00668

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
  • Wayne Daniel Green

    IRN WDG01008

    • SMF3 Executive Director (since 5 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.