Francois Josef Hora

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Complus Asset Management (UK) Limited

    FRN 999167

    • [FCA CF] Client dealing (since 10 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Feb 2024)
    • SMF1 Chief Executive (since 28 Feb 2024)
    • SMF16 Compliance Oversight (since 28 Feb 2024)
    • SMF3 Executive Director (since 28 Feb 2024)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (AR) (28 Jul 2022 to 28 Feb 2024)
    • CF30 Customer (28 Jul 2022 to 28 Feb 2024)
  • Complus Asset Management (UK) Limited (no longer approved here)

    FRN 979375

    • Employed By (28 Jul 2022 to 28 Feb 2024)
  • SIGNET CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 222755

    • CF30 Customer (1 Nov 2007 to 31 May 2012)
    • CF22 Investment Adviser (Trainee) (14 Sep 2006 to 31 Oct 2007)
    • CF27 Investment Management (14 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.