This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Complus Asset Management (UK) Limited

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FRN: 979375
Companies House: 13990934
Last scraped: 2 days ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Room 3-22, 84 Brook Street

London

Middlesex

W1K 5EH

UNITED KINGDOM

Phone

+442031785173

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Antoine Bouvet
IRN AXB02923
- Employed By (28 Jul 2023 to 28 Feb 2024)
Francois Josef Hora
IRN FJH01028
- Employed By (28 Jul 2022 to 28 Feb 2024)
Jingyi Liu
IRN JXL00670
- Employed By (14 Jun 2023 to 28 Feb 2024)
Kaunteya Bhattacharya
IRN KXB01487
- Employed By (21 Jul 2023 to 19 Feb 2024)
Pasquale Cataldi
IRN PXC01305
- Employed By (2 Jan 2024 to 28 Feb 2024)
Rajeev Leekha
IRN RXL00336
- Employed By (28 Mar 2023 to 28 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.