Complus Asset Management (UK) Limited

• Principal Place of Business

  Complus Asset Management (UK) Limited

  Office 3.22

  84 Brook Street

  London

  W1K 5EH

  UNITED KINGDOM

  Phone

  +442031785175

  Web

  https://www.complusam.com

• Complaints Contact

  Complus Asset Management (UK) Limited

  Office 3.22

  84 Brook Street

  London

  W1K 5EH

  UNITED KINGDOM

  Phone

  +442031785175

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antoine Bouvet

  IRN AXB02923

  • [FCA CF] Client dealing (since 16 Apr 2024)
• Francois Josef Hora

  IRN FJH01028

  • [FCA CF] Client dealing (since 10 Feb 2026)
  • SMF16 Compliance Oversight (since 28 Feb 2024)
  • SMF1 Chief Executive (since 28 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Feb 2024)
  • SMF3 Executive Director (since 28 Feb 2024)
• Jingyi Liu

  IRN JXL00670

  • [FCA CF] Client dealing (16 Apr 2024 to 20 Nov 2024)
• Kaunteya Bhattacharya

  IRN KXB01487

  • [FCA CF] Client dealing (since 16 Apr 2024)
• Pasquale Cataldi

  IRN PXC01305

  • [FCA CF] Client dealing (16 Apr 2024 to 17 Mar 2026)
• Peck Chao Leo

  IRN PXL00400

  • [FCA CF] Client dealing (since 12 Jun 2025)
• Rajeev Leekha

  IRN RXL00336

  • SMF3 Executive Director (since 28 Feb 2024)

No changes recorded yet.