Fidelis Wabwire Wangata

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lombard Odier Asset Management (Europe) Limited (no longer approved here)
FRN 515393
- SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2021)
- CF11 Money Laundering Reporting (17 May 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (17 May 2017 to 8 Dec 2019)
Pantheon Ventures (UK) LLP (no longer approved here)
FRN 520240
- CF11 Money Laundering Reporting (8 Nov 2013 to 27 Apr 2017)
- CF10 Compliance Oversight (8 Nov 2013 to 27 Apr 2017)
Cambridge Associates Limited (no longer approved here)
FRN 474331
- CF10 Compliance Oversight (25 May 2010 to 31 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.