Fernando Ortega

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP

    FRN 402459

    • [FCA CF] Client dealing (since 22 May 2023)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • SMF18 Other Overall Responsibility (21 Sep 2018 to 10 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Aug 2016 to 21 Sep 2018)
    • [FCA CF] Significant management (31 Aug 2016 to 21 Sep 2018)
    • [FCA CF] Material risk taker (31 Aug 2016 to 21 Sep 2018)
    • [FCA CF] Client dealing (31 Aug 2016 to 21 Sep 2018)
    • CF30 Customer (28 May 2012 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 5 Apr 2012)
    • CF21 Investment Adviser (20 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.