Fergus Helliwell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hermes GPE LLP

    FRN 511314

    • [FCA CF] Client dealing (since 9 Jan 2026)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (2 Mar 2022 to 21 May 2024)
    • CF4 Partner (AR) (2 Mar 2022 to 21 May 2024)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (21 Dec 2021 to 31 Jan 2022)
    • CF4 Partner (AR) (21 Dec 2021 to 31 Jan 2022)
    • [FCA CF] Client dealing (1 Mar 2021 to 31 Jan 2022)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2021)
    • CF30 Customer (11 Jun 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.