Faye Richards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Hambro & Partners LLP

    FRN 513246

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Client dealing (since 15 Dec 2025)
    • [FCA CF] Manager of certification employee (since 15 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 15 Dec 2025)
    • [FCA CF] CASS oversight function (since 1 Apr 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Dec 2021)
    • CF30 Customer (23 Apr 2010 to 17 Mar 2017)
  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • CF30 Customer (23 Apr 2010 to 1 Oct 2011)
  • Harwood Capital LLP (no longer approved here)

    FRN 224915

    • CF30 Customer (23 Apr 2010 to 12 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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