Evan Kleinberg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF30 Customer (8 Nov 2010 to 8 Dec 2011)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (1 Apr 2010 to 29 Sep 2010)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (3 Dec 2009 to 19 Mar 2010)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (11 May 2009 to 10 Sep 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.