Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BlackRock Advisors (UK) Limited
FRN 119186
- [FCA CF] Significant management (since 8 Dec 2020)
- [FCA CF] Material risk taker (14 Apr 2021 to 5 Dec 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2020)
- CF10 Compliance Oversight (7 Jul 2015 to 8 Dec 2019)
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BlackRock Investment Management (UK) Limited
FRN 119293
- [FCA CF] Significant management (since 8 Dec 2020)
- [FCA CF] Material risk taker (14 Apr 2021 to 5 Dec 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2020)
- CF10 Compliance Oversight (7 Jul 2015 to 8 Dec 2019)
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BlackRock International Limited
FRN 178638
- [FCA CF] Significant management (since 8 Dec 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2020)
- CF10 Compliance Oversight (7 Jul 2015 to 8 Dec 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2020)
- CF10 Compliance Oversight (7 Jul 2015 to 8 Dec 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2020)
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- CF10 Compliance Oversight (2 Sep 2011 to 4 Dec 2012)
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- CF10 Compliance Oversight (2 Sep 2011 to 4 Dec 2012)
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- CF10 Compliance Oversight (2 Sep 2011 to 4 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.