Emily Jane Shepperd

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cofunds Limited (no longer approved here)
FRN 194734
- SMF18 Other Overall Responsibility (9 Dec 2019 to 1 Aug 2020)
- CF29 Significant management (18 Jan 2019 to 8 Dec 2019)
AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)
FRN 543123
- CF29 Significant management (13 Aug 2019 to 8 Dec 2019)
Aegon Investments Limited (no longer approved here)
FRN 788212
- CF29 Significant management (13 Aug 2019 to 8 Dec 2019)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- SMF18 Other Overall Responsibility (18 Jan 2019 to 1 Aug 2020)
The Bank of New York Mellon (no longer approved here)
FRN 122467
- SMF3 Executive Director (20 May 2016 to 8 Sep 2017)
The Bank of New York Mellon (International) Limited (no longer approved here)
FRN 183100
- SMF3 Executive Director (20 May 2016 to 8 Sep 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.