Emily Jane Penn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Investment Management Europe Limited

    FRN 733534

    • [FCA CF] Manager of certification employee (since 29 Apr 2024)
    • [FCA CF] Client dealing (since 11 Jan 2024)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2022)
  • LV Equity Release Limited (no longer approved here)

    FRN 306287

    • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2022)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • [PRA CF] Key function holder (1 Jul 2019 to 5 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 5 Sep 2022)
    • [FCA CF] Material risk taker (1 Jul 2019 to 5 Sep 2022)
    • [FCA CF] Significant management (10 Dec 2018 to 5 Sep 2022)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • [FCA CF] Material risk taker (1 Jul 2019 to 5 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 5 Sep 2022)
    • [FCA CF] Significant management (10 Dec 2018 to 5 Sep 2022)
  • Teachers Assurance Company Limited (no longer approved here)

    FRN 202569

    • [FCA CF] Material risk taker (1 Jul 2019 to 7 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 7 Jan 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 7 Jan 2020)
  • LV Protection Limited (no longer approved here)

    FRN 611223

    • [FCA CF] Material risk taker (1 Jul 2019 to 5 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 5 Sep 2022)
    • [FCA CF] Significant management (10 Dec 2018 to 5 Sep 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 21 May 2014)
    • CF21 Investment Adviser (26 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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