Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 12 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2022)
    • [FCA CF] Client dealing (since 16 Dec 2020)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
  • Jarvis Investment Management Limited (no longer approved here)

    FRN 116413

    • CF30 Customer (21 Jul 2011 to 27 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.