Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Material risk taker (since 12 Dec 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2022)
- [FCA CF] Client dealing (since 16 Dec 2020)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2019)
- CF30 Customer (24 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (21 Jul 2011 to 27 Jan 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.