Edward Christian John Wells

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MDU Services Limited
FRN 312054
- Director of firm who is not a certification employee or a SMF manager (since 23 Nov 2020)
Pool Reinsurance Company Limited (no longer approved here)
FRN 202881
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 11 Apr 2019)
- SMF16 Compliance Oversight (10 Dec 2018 to 11 Apr 2019)
- CF11 Money Laundering Reporting (15 Jun 2016 to 9 Dec 2018)
- CF10 Compliance Oversight (15 Jun 2016 to 9 Dec 2018)
- SIMF4 Chief Risk Function (7 Mar 2016 to 7 Sep 2017)
- CF28 Systems and controls (17 Mar 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.