Date authorised
1 April 2013
Companies House
03957086
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Canada Square
    London
    E14 5GS
    UNITED KINGDOM
    Phone
    +442072021500
  • Complaints Contact

    1 Canada Square
    London
    E14 5GS
    UNITED KINGDOM
    Phone
    +442072021500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andreas Zdrenyk

    IRN AXZ01057

    • CF2 Non Executive Director (5 Dec 2005 to 1 Jan 2008)
  • Andrew Robert Archibald

    IRN AXA00381

    • SMF3 Executive Director (23 Aug 2021 to 23 Jul 2024)
  • Anthony Richard Wright

    IRN ARW01251

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 May 2018 to 8 Dec 2019)
  • Benjamin Gentsch

    IRN BXG01149

    • CF2 Non Executive Director (26 Apr 2005 to 1 Jan 2008)
  • Carl Nightingale

    IRN CXN00237

    • [FCA CF] Significant management (since 25 Nov 2024)
  • Caroline Fryar

    IRN CXF00343

    • SMF3 Executive Director (since 17 Apr 2024)
    • [FCA CF] Significant management (since 3 Jan 2024)
  • Christine Margaret Tomkins

    IRN CMT01058

    • SMF1 Chief Executive (9 Dec 2019 to 21 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 21 Sep 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Sep 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Sep 2021)
    • CF1 Director (AR) (1 May 2009 to 21 Sep 2021)
    • CF3 Chief Executive (AR) (1 May 2009 to 21 Sep 2021)
    • CF3 Chief Executive (27 Apr 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Apr 2009 to 30 Sep 2018)
    • CF10 Compliance Oversight (27 Apr 2009 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Christine Woodruff Heron

    IRN CWH01064

    • CF2 Non Executive Director (26 Oct 2015 to 31 Jan 2017)
  • Christopher Evans

    IRN CXE01143

    • CF2 Non Executive Director (14 Jan 2005 to 18 Sep 2012)
  • Christopher Lewis Bell

    IRN CLB01087

    • CF2 Non Executive Director (14 Jan 2005 to 30 Nov 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.