Duncan Aird Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited

    FRN 194927

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2025)
    • CF11 Money Laundering Reporting (15 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jan 2016 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED

    FRN 209741

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jul 2019 to 8 Dec 2019)
  • CG Wealth Planning Limited

    FRN 594155

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (17 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Jul 2019 to 8 Dec 2019)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF10a CASS Oversight function (14 Aug 2012 to 19 Dec 2013)
    • CF11 Money Laundering Reporting (17 Jun 2009 to 10 Apr 2014)
    • CF10 Compliance Oversight (25 Jul 2003 to 10 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.