Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Westerly Winds Limited
FRN 916239
- [FCA CF] Client dealing (since 10 Mar 2021)
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Outfront Capital Advisors Limited
FRN 592056
- [FCA CF] Client dealing (since 23 Feb 2021)
- SMF16 Compliance Oversight (since 15 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2020)
- SMF3 Executive Director (since 15 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.