Westerly Winds Limited

Date authorised
5 March 2020
Companies House
11679973
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Uncommon
    126 New Kings Road
    London
    SW6 4LZ
    UNITED KINGDOM
    Phone
    +447881457989
    Web
    https://www.westerlywinds.com

  • Complaints Contact

    Uncommon
    126 New Kings Road
    London
    SW6 4LZ
    UNITED KINGDOM
    Phone
    +447881457989

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ahmed Alireza

    IRN AXA00321

    • [FCA CF] Client dealing (10 Mar 2021 to 29 Dec 2021)
  • Ahmed Jawa

    IRN AXJ00189

    • [FCA CF] Client dealing (10 Mar 2021 to 29 Dec 2021)
  • Dudley John Hawes

    IRN DXH74527

    • [FCA CF] Client dealing (since 10 Mar 2021)
  • Edward Bernard Charles Van Cutsem

    IRN EBV01003

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • [FCA CF] Material risk taker (since 12 Mar 2021)
    • SMF3 Executive Director (since 4 Mar 2020)
  • Karim Abdel-Ghaffar Plaza

    IRN KXA26849

    • [FCA CF] Material risk taker (since 12 Mar 2021)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF16 Compliance Oversight (since 4 Mar 2020)
    • SMF3 Executive Director (since 4 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Mar 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.