Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Westerly Winds Limited
FRN 916239
- [FCA CF] Client dealing (since 12 Mar 2021)
- [FCA CF] Material risk taker (since 12 Mar 2021)
- SMF3 Executive Director (since 4 Mar 2020)
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- CF30 Customer (1 Dec 2009 to 28 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 28 Sep 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.