Date authorised
12 April 2013
Companies House
08231093
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Uncommon, Suite NG03
    126 New Kings Road
    London
    SW6 4LZ
    UNITED KINGDOM
    Phone
    +447974440059
  • Complaints Contact

    1 Giltspur Street
    London
    EC1A 9DD
    UNITED KINGDOM
    Phone
    +447974440059

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dudley John Hawes

    IRN DXH74527

    • [FCA CF] Client dealing (since 23 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2020)
    • SMF3 Executive Director (since 15 Jul 2020)
    • SMF16 Compliance Oversight (since 15 Jul 2020)
  • Julian D. A. Wiseman

    IRN JDW01182

    • CF30 Customer (17 May 2013 to 22 Sep 2016)
  • Maarten Rochus Zuurmond

    IRN MRZ01001

    • [FCA CF] Client dealing (since 23 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jul 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jul 2020)
    • CF30 Customer (12 Apr 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Apr 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Apr 2013 to 8 Dec 2019)
    • CF1 Director (12 Apr 2013 to 8 Dec 2019)
  • Simone Evelyne Van De Kamp

    IRN SEV01011

    • CF30 Customer (24 May 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.