Douglas James Gibson Graham

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NCM Fund Services Limited

    FRN 183732

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2011 to 8 Dec 2019)
    • CF1 Director (5 Sep 2011 to 8 Dec 2019)
  • NCM Depositary Services Limited

    FRN 605659

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Jul 2014 to 8 Dec 2019)
  • NCM Fund Services (England) Limited

    FRN 757495

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (18 Aug 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.