NCM Depositary Services Limited

Date authorised
15 July 2014
Companies House
SC453235
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fourth Floor
    7 Castle Street
    Edinburgh
    Midlothian
    EH2 3AH
    UNITED KINGDOM
    Phone
    +4401316037020
    Web
    https://www.ncmfundservices.com

  • Complaints Contact

    Fourth Floor
    7 Castle Street
    Edinburgh
    Midlothian
    EH2 3AH
    UNITED KINGDOM
    Phone
    +4401316037020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

    Show 1 limitation
    • · The firm may act as trustee or depositary of AIFs of the kind defined in FUND 3.11.12R and Non-UK AIFs

  • Authorised to Operate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Douglas James Gibson Graham

    IRN DJG01259

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Jul 2014 to 8 Dec 2019)
  • Ergun Karasalih

    IRN EXK01437

    • CF30 Customer (27 Jun 2018 to 4 Oct 2019)
  • JENNIFER LOUISE BOYD

    IRN JLB01194

    • CF30 Customer (16 Feb 2016 to 15 Jun 2018)
  • Kathleen Moir McLeay

    IRN KMM01064

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jul 2014 to 8 Dec 2019)
    • CF3 Chief Executive (15 Jul 2014 to 8 Dec 2019)
    • CF1 Director (15 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jul 2014 to 8 Dec 2019)
  • Lauren Scott

    IRN LXS01909

    • CF30 Customer (18 Jun 2018 to 8 Dec 2019)
  • Robert Henry Moffett Chaplin

    IRN RHC01013

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF1 Director (15 Jul 2014 to 8 Dec 2019)
  • Sandra Jane Hope

    IRN SJH01249

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (13 Oct 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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