Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (7 Sep 2022 to 25 Nov 2022)
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- [PRA CF] Significant risk taker or Material risk taker (1 Mar 2018 to 2 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Oct 2008)
- CF26 Customer Trading (28 Jun 2006 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 1 Oct 2008)
- CF30 Customer (1 Nov 2007 to 1 Oct 2008)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.