Dominic O'Connor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Aug 2016)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (23 Feb 2007 to 1 Aug 2016)
    • CF21 Investment Adviser (31 May 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (31 May 2005 to 31 Jan 2007)
  • DJ Financial Advice Ltd

    FRN 463894

    • (1)Employed By (since 23 Feb 2007)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF21 Investment Adviser (30 Dec 2004 to 1 Jun 2005)
    • CF24 Pension Transfer Specialist (30 Dec 2004 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.