DJ Financial Advice Ltd

FRN: 463894
Companies House: 05998289
Last scraped: 9 hours ago

This firm operates as an appointed representative of Openwork Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

27 Swan Drive

Staverton

Trowbridge

Wiltshire

BA14 8UN

UNITED KINGDOM

Phone

+4401225761100

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christopher John Bate Slade
IRN CJS00063
- (2)Employed By (12 Sep 2021 to 14 Feb 2022)
Dominic O'Connor
IRN DXO01085
- (1)Employed By (since 23 Feb 2007)
Jennifer Elizabeth O'Connor
IRN JEO01035
- (1)Employed By (19 Feb 2007 to 1 Aug 2016)
Mark Stephen Robert Prance
IRN MSP00010
- (2)Employed By (since 12 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.