Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DJ Financial Advice Ltd
FRN 463894
- (2)Employed By (since 12 Jun 2024)
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 29 Oct 2013)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
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- (3)Employed By (1 Dec 2001 to 12 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.