Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C. HOARE & CO.

    FRN 122093

    • SMF1 Chief Executive (since 14 Jun 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 14 Jun 2021)
  • Mercer Limited

    FRN 121935

    • SMF11 Chair of the Audit Committee (since 11 Mar 2021)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 20 Dec 2019)
    • CF3 Chief Executive (8 Sep 2014 to 6 Mar 2016)
    • CF1 Director (8 Sep 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (16 Jan 2009 to 15 Apr 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 15 Apr 2012)
    • CF17 Significant Mgt (Other Business Operations) (30 Jul 2004 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.