Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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C. HOARE & CO.
FRN 122093
- SMF1 Chief Executive (since 14 Jun 2021)
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 14 Jun 2021)
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Mercer Limited
FRN 121935
- SMF11 Chair of the Audit Committee (since 11 Mar 2021)
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- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 20 Dec 2019)
- CF3 Chief Executive (8 Sep 2014 to 6 Mar 2016)
- CF1 Director (8 Sep 2014 to 6 Mar 2016)
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- CF29 Significant management (16 Jan 2009 to 15 Apr 2012)
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- CF29 Significant management (1 Nov 2007 to 15 Apr 2012)
- CF17 Significant Mgt (Other Business Operations) (30 Jul 2004 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.