Derek Clemence Goodsell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Parity Trust Limited (no longer approved here)
FRN 504445
- [FCA CF] Functions requiring qualifications (1 Aug 2022 to 7 Sep 2023)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF22 Investment Adviser (Trainee) (17 Jan 2007 to 15 Jun 2007)
Active Insurance & Mortgage Services Ltd (no longer approved here)
FRN 409897
- Employed By (17 Jan 2007 to 15 Jun 2007)
Nsure Financial Services Limited (no longer approved here)
FRN 176557
- CF21 Investment Adviser (15 Apr 2004 to 18 Apr 2005)
- CF22 Investment Adviser (Trainee) (5 Aug 2003 to 15 Apr 2004)
Santander UK Plc (no longer approved here)
FRN 106054
- CF21 Investment Adviser (13 Dec 2001 to 28 Jul 2003)
Santander ISA Managers Limited (no longer approved here)
FRN 171448
- CF21 Investment Adviser (13 Dec 2001 to 30 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.