Dawn Sims

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HG Pooled Management Limited (no longer approved here)
FRN 122466
- [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2026)
- CF30 Customer (3 Sep 2018 to 8 Dec 2019)
HgCapital LLP (no longer approved here)
FRN 478870
- [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2026)
- SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
- CF4 Partner (29 May 2019 to 8 Dec 2019)
- CF30 Customer (3 Sep 2018 to 8 Dec 2019)
Capita Life & Pensions Regulated Services Limited (no longer approved here)
FRN 145540
- CF1 Director (AR) (25 Jul 2013 to 16 Jan 2015)
Capita Business Services Limited (no longer approved here)
FRN 223063
- Employed By (25 Jul 2013 to 16 Jan 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.