Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Thomas Miller Investment Ltd.
FRN 189829
- SMF1 Chief Executive (since 22 Dec 2022)
- SMF3 Executive Director (since 22 Dec 2022)
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United Kingdom Freight Demurrage and Defence Association Limited (no longer approved here)
FRN 202588
- SMF16 Compliance Oversight (10 Dec 2018 to 3 Oct 2023)
- CF10 Compliance Oversight (30 Aug 2018 to 9 Dec 2018)
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- SMF16 Compliance Oversight (10 Dec 2018 to 22 Nov 2023)
- CF10 Compliance Oversight (30 Aug 2018 to 9 Dec 2018)
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- SMF16 Compliance Oversight (10 Dec 2018 to 22 Nov 2023)
- CF10 Compliance Oversight (30 Aug 2018 to 9 Dec 2018)
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- SMF16 Compliance Oversight (10 Dec 2018 to 3 Oct 2023)
- CF10 Compliance Oversight (30 Aug 2018 to 9 Dec 2018)
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- CF28 Systems and controls (15 Dec 2009 to 14 Jul 2016)
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- CF28 Systems and controls (15 Dec 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.