Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (15 Feb 2021 to 20 Jul 2022)
- SMF3 Executive Director (15 Feb 2021 to 20 Jul 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Feb 2021 to 20 Jul 2022)
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- CF1 Director (AR) (25 Sep 2020 to 15 Feb 2021)
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- CF1 Director (30 Jan 2008 to 22 Nov 2019)
- CF28 Systems and controls (1 Nov 2007 to 22 Nov 2019)
- CF13 Finance (14 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.