Date authorised
15 February 2021
Companies House
09610168
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    250 Avenue West
    Skyline 120
    Great Notley
    Braintree
    CM77 7AA
    UNITED KINGDOM
    Phone
    +441376316180
  • Complaints Contact

    250 Avenue West
    Skyline 120
    Great Notley
    Braintree
    CM77 7AA
    UNITED KINGDOM
    Phone
    +441376316180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Colosso

    IRN AXC01715

    • SMF9 Chair of the Governing Body (9 Jun 2021 to 31 Oct 2023)
  • Amie Howard

    IRN AXH00348

    • [FCA CF] Significant management (3 Mar 2021 to 31 Aug 2021)
    • [FCA CF] Proprietary trader (3 Mar 2021 to 31 Aug 2021)
  • Cara Hunt

    IRN CXH00261

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2021)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 31 Aug 2021)
  • Catherine Bannister

    IRN CXB00295

    • [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2025)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 31 Aug 2021)
  • David Walland

    IRN DXW01603

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Feb 2021 to 20 Jul 2022)
    • SMF3 Executive Director (15 Feb 2021 to 20 Jul 2022)
    • SMF16 Compliance Oversight (15 Feb 2021 to 20 Jul 2022)
  • James Kerr

    IRN JXK84041

    • SMF3 Executive Director (15 Feb 2021 to 8 Apr 2026)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 31 Aug 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2021)
  • Jeremy Cameron

    IRN JXC00465

    • SMF3 Executive Director (17 Aug 2022 to 8 Apr 2026)
    • Responsible for Insurance Distribution (17 Aug 2022 to 25 Aug 2022)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 31 Aug 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Aug 2022)
  • Jonathan Edward Rouse

    IRN JER01087

    • CF3 Chief Executive (AR) (since 1 Jan 2026)
  • Karen Adams

    IRN KXA00098

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2021)
  • Louis Salmon

    IRN LXS00190

    • [FCA CF] Significant management (3 Mar 2021 to 31 Aug 2021)
    • [FCA CF] Proprietary trader (3 Mar 2021 to 31 Aug 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.