Date authorised
1 April 2013
Companies House
03933031
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Part 2nd Floor
    88 Leadenhall Street
    London
    EC3A 3BP
    UNITED KINGDOM
    Phone
    +442074887950
  • Complaints Contact

    Part 2nd Floor
    88 Leadenhall Street
    London
    EC3A 3BP
    UNITED KINGDOM
    Phone
    +442074887950

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Colosso

    IRN AXC01715

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (21 Mar 2016 to 8 Dec 2019)
  • Andrew Mark Walsh

    IRN AMW01187

    • SMF1 Chief Executive (since 13 Jan 2022)
    • Responsible for Insurance Distribution (since 13 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2022)
    • CF1 Director (19 Mar 2015 to 8 Dec 2019)
  • Andrew Reason

    IRN AXR02232

    • CF1 Director (3 Jan 2013 to 1 Mar 2018)
  • Anthony Purves

    IRN AXP02136

    • CF1 Director (14 Sep 2012 to 1 Mar 2018)
  • Barry Deevey

    IRN BXD00086

    • [FCA CF] Significant management (9 Dec 2019 to 12 Nov 2024)
  • Bhavita Rupesh Chokshi

    IRN BXC00245

    • CF1 Director (AR) (since 15 Feb 2024)
  • Brendan James McManus

    IRN BJM01139

    • SMF3 Executive Director (9 Dec 2019 to 20 Mar 2024)
    • CF1 Director (16 Jan 2018 to 8 Dec 2019)
    • CF3 Chief Executive (16 Jan 2018 to 16 Jan 2018)
  • Carl Lloyd McMillan

    IRN CXM00295

    • [FCA CF] Significant management (9 Dec 2019 to 12 Nov 2024)
  • Christopher Burnett Stevenson

    IRN CBS01019

    • CF13 Finance (14 Jan 2005 to 14 Sep 2006)
  • Christopher Peter Richard Evans

    IRN CPE00001

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 18 Sep 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.