Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Jan 2022 to 31 Mar 2023)
- CF1 Director (29 Jun 2011 to 28 Mar 2014)
- CF3 Chief Executive (29 Jun 2011 to 26 Oct 2015)
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- CF3 Chief Executive (9 Jan 2017 to 1 Jul 2019)
- CF1 Director (9 Jan 2017 to 1 Jul 2019)
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- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 23 May 2019)
- CF3 Chief Executive (29 Jun 2011 to 6 Mar 2016)
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- CF1 Director (29 Jun 2011 to 1 Jul 2019)
- CF3 Chief Executive (29 Jun 2011 to 1 Jul 2019)
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- CF30 Customer (1 Nov 2007 to 18 Mar 2011)
- CF29 Significant management (1 Nov 2007 to 1 Feb 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (29 Jun 2005 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.