Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (13 Dec 2010 to 8 Dec 2019)
  • Trustlaw Financial Services Limited (no longer approved here)

    FRN 196681

    • CF21 Investment Adviser (20 Apr 2004 to 8 Nov 2004)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • CF21 Investment Adviser (21 Aug 2003 to 12 Mar 2004)
    • CF22 Investment Adviser (Trainee) (1 May 2003 to 21 Aug 2003)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.