David Robert Motts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Motts

    FRN 306552

    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • [FCA CF] Proprietary trader (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
  • VICTOR C. KNIGHT LIMITED (no longer approved here)

    FRN 308950

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 May 2023 to 10 Jan 2024)
    • Responsible for Insurance Distribution (12 May 2023 to 10 Jan 2024)
    • SMF1 Chief Executive (12 May 2023 to 10 Jan 2024)
    • SMF16 Compliance Oversight (12 May 2023 to 10 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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