David Motts

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Robert Motts
IRN DRM01143
- [FCA CF] Manager of certification employee (since 1 Jan 2020)
- [FCA CF] Significant management (since 1 Jan 2020)
- [FCA CF] Proprietary trader (since 1 Jan 2020)
- [FCA CF] Client dealing (since 1 Jan 2020)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
Elizabeth Anne Motts
IRN EAM01073
- SMF27 Partner (9 Dec 2019 to 14 Jan 2026)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

GuardRisk Limited (no longer appointed)
FRN 985894 · Appointed 25 Oct 2022 · Until 25 Mar 2024
Accountants Client Advisory Service Ltd (no longer appointed)
FRN 623196 · Appointed 13 May 2014 · Until 7 Dec 2021
Philmar Insurance Consultants Ltd (no longer appointed)
FRN 422300 · Appointed 19 Nov 2009 · Until 8 Feb 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.