VICTOR C. KNIGHT LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Winston House349 Regents Park RoadLondonN3 1DHUNITED KINGDOM- Phone
- +4402083512400
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Complaints Contact
Winston House349 Regents Park RoadLondonN3 1DHUNITED KINGDOM- Phone
- +4402083512400
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Robert Motts
IRN DRM01143
- Responsible for Insurance Distribution (12 May 2023 to 10 Jan 2024)
- SMF1 Chief Executive (12 May 2023 to 10 Jan 2024)
- SMF16 Compliance Oversight (12 May 2023 to 10 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 May 2023 to 10 Jan 2024)
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Dean Simon Benjamin Cohen
IRN DXC00658
- Responsible for Insurance Distribution (since 22 Jan 2024)
- SMF3 Executive Director (since 24 Aug 2023)
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Graham Keith Jacob
IRN GKJ01011
- SMF3 Executive Director (9 Dec 2019 to 26 Jan 2023)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
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Justin Grundy
IRN JXG01588
- SMF16 Compliance Oversight (30 Jun 2020 to 2 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2020 to 2 Feb 2023)
- Responsible for Insurance Distribution (23 Jan 2019 to 2 Feb 2023)
- CF29 Significant management (24 Aug 2015 to 8 Dec 2019)
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Lee David Middleton
IRN LDM01019
- SMF3 Executive Director (9 Dec 2019 to 2 Feb 2023)
- CF1 Director (1 Feb 2019 to 8 Dec 2019)
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Michael Robert Tyler
IRN MRT01069
- Responsible for Insurance Distribution (1 Oct 2018 to 22 Jan 2019)
- CF28 Systems and controls (1 Nov 2007 to 22 Jan 2019)
- CF29 Significant management (1 Nov 2007 to 22 Jan 2019)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 22 Jan 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
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Peter Eaton Sawford
IRN PES01073
- SMF9 Chair of the Governing Body (11 May 2020 to 26 Jan 2023)
- SMF3 Executive Director (9 Dec 2019 to 26 Jan 2023)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
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Samuel Millet
IRN SXM04407
- SMF3 Executive Director (21 May 2024 to 31 May 2025)
- SMF16 Compliance Oversight (21 May 2024 to 31 May 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.