Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Dec 2002 to 31 Oct 2007)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF21 Investment Adviser (1 Mar 2002 to 29 Nov 2002)
  • TRILAND METALS LIMITED (no longer approved here)

    FRN 141157

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.