Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 2 Jan 2026)
    • [FCA CF] Material risk taker (since 2 Jan 2026)
    • [FCA CF] Manager of certification employee (since 4 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (27 Oct 2021 to 30 Apr 2025)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
    • [FCA CF] Significant management (since 2 Jan 2026)
    • [FCA CF] Material risk taker (since 2 Jan 2026)
    • [FCA CF] Manager of certification employee (since 4 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (27 Oct 2021 to 30 Apr 2025)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF30 Customer (9 Sep 2016 to 30 Nov 2018)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF30 Customer (10 May 2010 to 7 Jun 2016)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • CF30 Customer (30 Sep 2008 to 5 Feb 2010)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
    • CF21 Investment Adviser (13 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.